Capbridge Pte Ltd
Country : Singapore
  • Full-time

Compliance Manager

CapBridge is a private institutional capital raising platform that connects institutional and accredited investors to mid to late stage growth companies. Our platform provides a secure and effective environment where investors can confidentially access growth stage companies seeking financing. The CapBridge platform efficiently tailors specific deal types to each investor, showing them only the deals that meet their investment criteria. Our platform also integrates useful tools that optimise time and resources. Functions include due diligence, deal flow management, secure data-room, FAQs, closing, and completion checklists. Our innovative digital platform is fully integrated with leading industry databases. With access to over 5 million records, the platform provides a sophisticated and targeted environment for intelligent deal sourcing and matching. Capbridge has a partnership with the Singapore Exchange (SGX) that allows us to facilitate and accelerate the IPO process for growth companies. Our management team is from multiple disciplines, including venture capital, investment banking, technology commercialisation and portfolio management. Our vision is to build Capbridge into a world-class marketplace for investors and companies to achieve their growth objectives in an intelligent, secure and efficient manner

Responsibilities

Roles & Responsibilities

  • Assist in development and execution of compliance framework and monitoring program
  • Provide support on Compliance and AML/CFT issues/matters
  • Prepares Compliance & AML/CFT reports
  • Perform due diligence check for high risk customers
  • Perform compliance reviews/testing
  • Conduct training sessions on new regulations and compulsory training, such as AML/KYC
  • Provide ongoing and ad-hoc support on compliance queries, marketing materials, cross-border activities etc
  • Attend to MAS’ queries for a CMSL holder

Requirements

Requirements

  • Minimum 3 to 5 years professional experience in compliance
  • Bachelor degree in any discipline. Degree in accountancy, finance, business administration or law is a plus
  • Professional compliance related certifications a plus
  • Familiar with MAS regulations and compliance procedures and workflow, specifically with Capital Markets Services licence
  • Demonstrated successful track record in working with internal stakeholders (e.g. marketing, investments legal etc…)  and external partners
  • Excellent Communication, interpersonal and influencing skills
  • Be a self-starter, a highly motivated person able to work in a fast paced entrepreneurial environment that is continually changing

Salary

7000 - 9000 SGD

Total applicants :14 Job posted 5 months ago Total Views : 404 Unique Views : 404 Today Views : 1


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